Zanskar
Responsibilities:
– Ensure compliance with SEBI AIF regulations and spearhead compliance and risk management activities at the GIFT City branch office.
– Develop infrastructure, systems, and processes to meet compliance requirements for the GIFT City branch.
Stay informed about the latest regulatory changes and requirements, particularly those related to the SEZ Act and SEBI AIF IFSC Guidelines.
– Prepare quarterly compliance reports for presentation to the Board and regulators.
– Maintain all statutory registers and secretarial records.
– Assist in organizing and maintaining documents related to AIF investments in GIFT City, ensuring accurate reporting to the Trustee, contributors, and regulators.
– Manage statutory filings and submissions for AIF in GIFT City, specifically overseeing the renewal of Registration cum Membership Certificate, coordinating lease renewals, Service Export Reporting, Monthly Report of Investment & Employment, Annual Performance Report, and ensuring the validity of Bond Cum Legal Undertaking.
– Draft and vet Scheme Information Document, Statement of Additional Information, and other statutory documents, including documents pertaining to PMS/AIF business.
– Monitor and report compliances relating to investors’ servicing to statutory authorities.
– Liaise with the Statutory Audit, SEBI Audit, Internal Audit, etc.
Desired Skills:
– Possess relevant secretarial experience, preferably in a financial sector company.
– Conduct research on SEBI AIF Regulations, FEMA, and investment regulations across various sectors, industries, and jurisdictions; ideally, have experience dealing with foreign law firms in this context.
– Demonstrate dynamism and teamwork, coupled with the ability to independently manage assigned tasks.
– Exhibit strong oral, written communication, and interpersonal skills.
– Display ambition, passion, and the ability to perform effectively under pressure.
– Experience in Fund Management is a plus
– Ability to handle the compliance function pertaining to AIF & PMS ensuring timely filings and reporting;
– Good drafting, review and research skills;
– Analyzing and Vetting of various reports submitted to Regulatory Authorities, Board of AMC and Trustee Company etc.
– Sound knowledge of the various other regulations like Companies Act, PMLA, SAST etc.
Qualifications:
– Preferably with NISM Securities Intermediaries Compliance Certificate
– Experience working in a fund management entity (Preferred)
– Experience working with NSE/BSE Compliance
– Hold qualification as a member of the Institute of Company Secretaries of India (ICSI) with relevant experience.